Problems for Chapter 1
These problems combine the sections of Chapter 1. The first four are review prompts of the kind found on an exam review sheet: state the result, prove it without looking, and then answer a follow-up question that the text did not ask. The rest are ordered roughly by difficulty. Problems of kind “competition” are harder than anything the course expects.
Review: state and prove
- (a)State the criterion for to be a field, and prove it.
- (b)One of the two proofs in Section 1.1.3 computes inverses. Use it to find in , and then solve in .
Uses. Lemma 1.1.21 (Arithmetic in ), Proposition 1.1.17 (No zero divisors), Proposition 1.1.24 ( is a field if and only if is prime), Proposition 1.1.13 (Solving and ), Bézout’s identity and the Euclidean algorithm
Techniques. Contrapositive (Technique 1.5.4)
(a) Statement. For an integer , is a field if and only if is prime (Proposition 1.1.24).
Proof. By Lemma 1.1.21, satisfies every field axiom except possibly the existence of multiplicative inverses, so it is a field exactly when every nonzero element has an inverse.
() We prove the contrapositive. If is not prime, write with . Then and are nonzero elements of with . A field has no zero divisors (Proposition 1.1.17), so is not a field.
() Let be prime and . The only positive divisors of are and , and , so . By Bézout’s identity, for some integers . Let . By Lemma 1.1.21(a),
so is an inverse of .
(b) The Bézout proof computes inverses: run the Euclidean algorithm and substitute back. Here
so
Hence , and in . By Proposition 1.1.13, holds exactly when , that is, . Check:
The counting proof of Proposition 1.1.24 shows that has an inverse without producing it; using it to find would mean trying the candidates one by one.
Problem 1.2. Two of the vector space axioms, (A7) and (A8), involve both operations.
- (a)Using only (A1)–(A7), and not (A8), prove that
for all and . - (b)Prove that
for all and . Which axioms does your proof use? - (c)Show that the identity in (b) can fail for a structure that satisfies every axiom except (A8).
Uses. Definition 1.2.1 (Vector space), Proposition 1.2.30 (Additive arithmetic), Proposition 1.2.28 (Uniqueness of additive inverses), Proposition 1.2.33 (The zero vector), Proposition 1.2.32 (The scalar zero), Example 1.2.25 (Changing one operation on )
Techniques. Proving from axioms (Technique 1.1.7)
(a) We use only (A1)–(A7) and facts proved from them. Cancellation (Proposition 1.2.30(b)) and uniqueness of negatives (Proposition 1.2.28) use only (A1)–(A4). The first proof of Proposition 1.2.33 uses (A7), (A3), and cancellation, so holds without (A8). Now
so is an additive inverse of , and by Proposition 1.2.28. Hence, by (A7),
(b) First,
so by Proposition 1.2.28. Then by (A8),
The proof uses (A8) twice directly, and once more through Proposition 1.2.32, whose proof starts from . Besides (A8) it uses (A1)–(A4) through Proposition 1.2.28 and cancellation.
(c) By Example 1.2.25(b), with its usual addition and
while
Problem 1.3. Let be a list in .
- (a)State the definition of linear independence and the test at zero (Theorem 1.5.5), and prove that they are equivalent.
- (b)Suppose that some vector is represented by exactly one linear combination of . Show that is linearly independent.
- (c)Suppose instead that some is represented by no linear combination of . Can you conclude that is independent? That it is dependent?
Uses. Definition 1.5.1 (Linear independence), Definition 1.5.3 (Linear relation), Theorem 1.5.5 (Independence is decided at zero), Lemma 1.3.9 (Arithmetic of linear combinations), Proposition 1.2.34 (Negatives and the scalar ), Proposition 1.5.15 (Short lists, zeros, and repeats)
Techniques. Contrapositive (Technique 1.5.4), Uniqueness via two candidates (Technique 1.1.8)
(a) Statement. is linearly independent if every vector of is represented by exactly one linear combination of (Definition 1.5.1). The test at zero: is independent if and only if
Proof. If is independent, then is represented by the trivial relation, and by nothing else, so every relation is trivial. Conversely, we prove the contrapositive: suppose is dependent, so that some has two different representations, with coefficients and . By Lemma 1.3.9 and (Proposition 1.2.34),
and for some . So the test at zero fails.
(b) Let be the unique representation of , and let be any linear relation of . By Lemma 1.3.9, the coefficients represent . By uniqueness, for every , so . Every relation is trivial, and is independent by (a).
So uniqueness at a single vector of the span forces uniqueness everywhere. This is the reason the test can be run at : any vector of the span would do, and is the one whose representation we always know.
(c) Neither. In let . The list is independent (Proposition 1.5.15(b)), the list is dependent (Proposition 1.5.15(d)), and lies in neither span, since both spans consist of vectors with second coordinate . A vector outside the span says something about spanning, not about independence.
- (a)State the linear dependence lemma, including the statement about deleting an entry, and prove it.
- (b)In the proof, was the largest index with in a nontrivial relation. Let instead be the smallest such index. What does the relation say about ?
- (c)For the list in , find all with
, and all with .
Uses. Lemma 1.5.10 (Linear dependence lemma), Theorem 1.5.5 (Independence is decided at zero), Corollary 1.3.20 (Operations that preserve the span)
Techniques. Extremal choice and minimal counterexamples (Technique 1.5.9)
(a) Statement. If is linearly dependent, then
Proof. By Theorem 1.5.5 there is a relation
where for the sum is empty and the statement is . Now let be any index with
(b) With the smallest index with , the terms before vanish, so
So a dependent list also has an entry in the span of the entries after it. The extremal choice decides the side: the largest index leaves earlier entries, the smallest leaves later ones.
(c) Write
Earlier entries. , so fails. is the first axis, which does not contain , so fails. contains , so works.
Later entries. is the second axis, which does not contain , so fails. , so works. and , so fails.
The two versions of the lemma pick out different redundant entries, here and . Deleting either one leaves a basis of .
Synthesis problems
Problem 1.5. Work in .
- (a)List the lines , , of by giving one nonzero vector on each. Which line contains ?
- (b)Show that is a basis of , and find and .
- (c)How many bases of have their first entry on the line ?
Uses. Theorem 1.4.25 (The subspaces of ), Exercise 1.3.28, Definition 1.6.1 (Basis), (1.6.1), Exercise 1.3.37, Proposition 1.5.15 (Short lists, zeros, and repeats), Proposition 1.6.2 (Bases are independent spanning lists)
(a) By Theorem 1.4.25, the lines are the sets with , and
For : , so lies on .
(b) For , the equation
For : and , so . Check:
(c) A list in with spans exactly when (Exercise 1.3.37(b)), and then it is also independent by Proposition 1.5.14, since the list is independent (Proposition 1.5.15(b)). So it is a basis exactly when and (Proposition 1.6.2). The first entry is one of the nonzero vectors of , and its span is that line, which has elements. So there are choices for the second entry, and bases in all.
Problem 1.6. In , let and .
- (a)Suppose in . Find a basis of , and show that .
- (b)Describe , , , and when .
Uses. Definition 1.2.17 (Evaluation), Proposition 1.5.24 (Distinct degrees), Proposition 1.6.2 (Bases are independent spanning lists), Proposition 1.4.24 (The sum of two subspaces), Proposition 1.4.14 (The span is the smallest subspace containing a list), Proposition 1.6.7 (Standard bases)
Write
(a) If and , then
So
For : the polynomials , , vanish at and lie in , and vanishes at and lies in . The sum is a subspace containing and (Proposition 1.4.24), so it contains
hence , and then , , and . These span (Proposition 1.6.7), so by Proposition 1.4.14(b).
(b) Over , , so for every , and . Hence . Since
So
Problem 1.7. In , let
- (a)Show that is a basis of .
- (b)Find the coordinates, with respect to this basis, of the functions , , and
. - (c)Is the function in ?
Uses. Proposition 1.6.2 (Bases are independent spanning lists), Theorem 1.5.5 (Independence is decided at zero), (1.6.1), the addition and double-angle formulas
(a) The list spans by definition. Suppose
(b) By (1.6.1), it suffices to write each function as a combination of , valid for every .
, with coordinates . , so , with coordinates . , with coordinates .
(c) No. Suppose
Problem 1.8. Let be a subfield of with , and let . Regard as a subset of .
- (a)Show that is a subspace of regarded as a vector space over (Proposition 1.2.19), but not a subspace of the -vector space .
- (b)Show that the only subspace of the -vector space that is contained in is .
- (c)Let be a subspace of the -vector space . Show that is a subspace of the -vector space . For , , and , find subspaces of , other than and , with and with .
Uses. Definition 1.1.32 (Subfield), Proposition 1.2.19 (Restriction of scalars), Theorem 1.4.3 (Subspace criterion), Definition 1.2.4 (The space ), Definition 1.1.29 (Complex numbers)
(a) contains , since . For and , the coordinates and lie in , because is closed under the operations of (Definition 1.1.32). So is a subspace of the -vector space by Theorem 1.4.3. Over it is not closed under scalar multiplication: choose with ; then , but
(b) is such a subspace. Let be a subspace of the -vector space with , and suppose for contradiction that contains some . Choose with . For any , the vector lies in , hence in , and its -th coordinate is . So for every , that is, , a contradiction.
(c) contains . Let and . Then and , because is closed under sums and under multiples by scalars of , and . Also and , by the computation in (a). So is a subspace of the -vector space by Theorem 1.4.3.
Now let , , . For , a vector
By (b), is never all of unless .
Problem 1.9. Let with the operations and for . This is the real vector space obtained by transporting the structure of along (Proposition 1.2.22), and you may take that for granted.
- (a)What is the zero vector of ? Decide whether each of the lists , then , then is linearly independent in .
- (b)Regard as a vector space over (Proposition 1.2.19). Show that is linearly independent over , while and are not.
- (c)Show that over .
Uses. Proposition 1.2.22 (Transport of structure), Proposition 1.2.19 (Restriction of scalars), Proposition 1.5.15 (Short lists, zeros, and repeats), Theorem 1.5.5 (Independence is decided at zero), unique factorization of positive integers into primes
(a) The zero vector is , since for all . So is dependent: it contains the zero vector (Proposition 1.5.15(c)). Next, , so is a scalar multiple of , and is dependent (Proposition 1.5.15(d)). Finally,
(b) A linear combination over represents . Suppose with . Write and with integers and . Raising to the power gives , that is,
where and , and similarly for . Both sides are positive integers, so by unique factorization the exponents of agree and the exponents of agree: and . One of is always , so , and likewise . Hence , and is independent over by Theorem 1.5.5.
On the other hand,
(c) Suppose with , as before. Raising to the power gives , so
In this structure is the zero vector, so “a list containing ” is the analogue of a list containing . Under the bijection the problem becomes a statement about , , and over , which is Exercise 1.5.39.
Problem 1.10. Let and be subspaces of , and let be a list in . Prove or disprove each statement.
- (a)If , , , and , then is linearly independent.
- (b)Under the same hypotheses, is linearly independent.
- (c)The set of for which is linearly dependent is a subspace of .
- (d)If is a complex vector space and spans , then spans regarded as a real vector space.
- (e)If , then is linearly independent.
- (f)If every entry of lies in , then .
Uses. Proposition 1.5.15 (Short lists, zeros, and repeats), Proposition 1.5.14 (Appending a vector), Corollary 1.5.17 (Sublists), Proposition 1.4.24 (The sum of two subspaces), Proposition 1.4.14 (The span is the smallest subspace containing a list), Example 1.6.5 ( over and over ), Exercise 1.5.8
Techniques. Finding counterexamples and minimal examples (Technique 1.4.18)
(a) True. By Proposition 1.5.15(d), if were dependent, one would be a multiple of the other. If , then , since is closed under scalar multiplication; if , then . Both contradict the hypotheses.
(b) False. Over , let , , , , . The hypotheses hold, but because , so the list repeats an entry and is dependent (Proposition 1.5.15(c)). (If , the statement is true, by (a) and Exercise 1.5.8.)
(c) True. If is independent, then by Proposition 1.5.14, is dependent exactly when , so the set is , a subspace (Proposition 1.4.14). If is dependent, then has the dependent sublist for every , so it is dependent (Corollary 1.5.17), and the set is .
(d) False. The list spans over , but over its span is (Example 1.6.5).
(e) False. For , the list of length one, , so for every , but is dependent (Proposition 1.5.15(b)).
(f) True. is a subspace containing and (Proposition 1.4.24), so it contains every entry of , and hence by Proposition 1.4.14(b).
Problem 1.11. Let and be subspaces of with bases and , and sift the concatenation (the third proof of Theorem 1.6.10).
Claim. Every entry of that sifting deletes lies in .
Proof. Let be deleted. It lies in , since it is an entry of . It was deleted because it lies in the span of the entries before it, and these are the entries of , so . Hence .
- (a)Find the error, and show that the claim is false.
- (b)Show that sifting deletes no entry of , and that the kept entries form a basis of .
- (c)Show that if is deleted, then is a nonzero vector of for some
.
Uses. Theorem 1.6.10 (Every spanning list contains a basis), Corollary 1.5.13 (Independence, one entry at a time), Exercise 1.3.36, Proposition 1.6.2 (Bases are independent spanning lists), Theorem 1.5.5 (Independence is decided at zero)
(a) The error is “these are the entries of ”. The entries before in are and , and the span of these need not lie in . For a counterexample, take , with basis , and with basis . Sifting keeps (it is nonzero), keeps (it is not a multiple of ), and deletes
(b) For , the entry is preceded only by . Since is independent,
(c) If is deleted, then
Let
So each deleted entry produces a nonzero vector of , though not necessarily the entry itself. Showing that these vectors form a basis of gives one route to the formula of Section 4.4 relating the sizes of bases of , , , and .
Problem 1.12. Regard as a vector space over , let , and let
You may use that no rational number has cube .
- (a)Show that is linearly independent over .
- (b)Show that is closed under multiplication.
- (c)For
, let . Show that . Deduce that is a subfield of . (Compare Exercise 1.1.53, where the span of alone was not.)
Uses. Theorem 1.5.5 (Independence is decided at zero), Example 1.5.19 (The same vectors over two fields), Definition 1.1.32 (Subfield), Proposition 1.4.14 (The span is the smallest subspace containing a list), Proposition 1.1.17 (No zero divisors)
Throughout, and . Since , the list is independent over : if with , then ; so , and then (as in Example 1.5.19(b)).
(a) Suppose with . Multiplying by gives . Now times the second equation minus times the first eliminates :
By independence of , we get and . Suppose . Then
(b) For and
(c) Write with , , . By the formula in (b), the coefficients of are
So , where
Now contains and , and it is closed under addition and negation because it is a span, hence a subspace of the -vector space (Proposition 1.4.14). It is closed under multiplication by (b). For inverses, let be nonzero. We claim . If , then with , so (Proposition 1.1.17), and by (a) all its coefficients vanish:
The last two are the equations of (a), which force and , and then gives . So , a contradiction. Hence , and
By Definition 1.1.32, is a subfield of .
For instance, : here , , so and ; indeed
Problem 1.13. Let be a finite field with elements. Call a subspace of a line if it is for some , and a plane if it is for some linearly independent . You may use Exercise 1.5.43: a linearly independent list of length in a vector space over has a span with exactly elements, and contains exactly independent lists of length .
- (a)Show that every subspace of is , a line, a plane, or , and that no subspace is of two of these kinds.
- (b)Count the lines and the planes of , and the subspaces of . Check your count against , which has subspaces.
Uses. Exercise 1.5.43, Proposition 1.5.14 (Appending a vector), Proposition 1.4.14 (The span is the smallest subspace containing a list), Exercise 1.3.28, Proposition 1.5.15 (Short lists, zeros, and repeats)
(a) The four kinds are subspaces, since spans are (Proposition 1.4.14). Let be a subspace of other than , and choose with ; then by Proposition 1.4.14(b). If , it is a line. Otherwise choose with . The list is independent (Proposition 1.5.15(b)), so is independent by Proposition 1.5.14, and . If equality holds, is a plane. Otherwise choose with . Then is independent by Proposition 1.5.14, so its span has elements (Exercise 1.5.43(a)). That span is contained in , which also has elements, so it equals , and . So is one of the four kinds.
By Exercise 1.5.43(a), a line has elements and a plane has ; also and . Since , the numbers
(b) Lines. Every nonzero vector lies on the line , and on no other: if with , then with , so (Exercise 1.3.28(b)). So the lines split the nonzero vectors of into disjoint groups, each consisting of the nonzero vectors of one line. Hence there are
lines.
Planes. We count the independent lists of length in in two ways. By Exercise 1.5.43(b), there are of them. On the other hand, each of them spans exactly one plane, namely . Fix a plane . An independent list with both entries in has a span with elements contained in , which has elements, so it spans . The number of such lists is : there are choices of with , and then, by Proposition 1.5.14, the choices for are the vectors of outside . So each plane is spanned by exactly independent lists, and the number of planes is
All subspaces.
Over a finite field, counting elements did the work that dimension does in general: a subspace containing an independent list of length is all of because it is too big to be anything else. That lines and planes come in equal numbers is not an accident; it is explained by duality (Section 13.1).
Problem 1.14. Let be a finite field with elements, and let .
- (a)Let be a proper subspace of . Show that has at most elements.
- (b)Deduce that if has more than elements, then every list whose entries run through the elements of spans .
- (c)Show that (b) is sharp: find a set with exactly elements whose span is not .
Uses. Proposition 1.2.30 (Additive arithmetic), Theorem 1.4.3 (Subspace criterion), Proposition 1.4.14 (The span is the smallest subspace containing a list), Example 1.4.8 (One equation in )
(a) Since is proper, choose with . For , let
The sets , , are pairwise disjoint. Suppose with and . Then
So contains disjoint sets of elements each, and
(b) Let be a list whose entries run through the elements of . By Proposition 1.4.14(a), is a subspace of containing every element of , so it has more than elements. By (a) it is not a proper subspace, so .
(c) Let
So a subset of that contains more than a fraction of all vectors spans . The sets in (a) are translates of , which Section 4.6 studies as the elements of the quotient space .
Problem 1.15. Let . In , let
- (a)Show that lie in .
- (b)Show that is linearly independent. (Consider the smallest with a nonzero coefficient, and let .)
- (c)Show that spans , so it is a basis of .
- (d)Find the coordinates of the constant function and of in this basis.
Uses. Proposition 1.4.14 (The span is the smallest subspace containing a list), Theorem 1.5.5 (Independence is decided at zero), Proposition 1.6.2 (Bases are independent spanning lists), (1.6.1), the binomial theorem, continuity of polynomial functions
Techniques. Extremal choice and minimal counterexamples (Technique 1.5.9)
(a) By the binomial theorem, for every real ,
So is a linear combination of , and .
(b) Suppose
and dividing by for gives for all , where
The function is a polynomial function, hence continuous, so
(c) For and every real , since ,
So each lies in , and
(d) Taking and in (c),
By (1.6.1), the coordinates of are , and those of are .
The proof of (b) is the extremal argument of Proposition 1.5.24 and Example 1.5.27, read at instead of at : near , the term with the smallest power of dominates. These functions are the Bernstein basis of .
Problem 1.16. Let be a finite field. Write ( terms) for integers , and . (Definition 1.1.28 writes ; we use because juxtaposition already means multiplication in .)
- (a)Show that is a prime. (You may use Exercise 1.1.48.)
- (b)Let
. Show that has exactly elements and is a subfield of . - (c)Deduce that has exactly elements for some . In particular, there is no field with elements.
Uses. Definition 1.1.28 (Characteristic), Exercise 1.1.48, Definition 1.1.32 (Subfield), Corollary 1.1.14 (Cancellation), Example 1.2.6 (Small fields), Proposition 1.2.19 (Restriction of scalars), Corollary 1.6.24 (Bases exist in finite dimensions), Proposition 1.6.16 (The coordinate map is a bijection), an injective map from a finite set to itself is surjective
(a) The elements lie in the finite set , so two of them coincide: with . Subtracting from both sides gives with . So is positive (Definition 1.1.28), and by Exercise 1.1.48 it is a prime .
(b) has elements. If with , then with , contradicting the minimality of . So the listed elements are distinct.
contains every . For an integer , write with . Grouping the ones into blocks of and one block of writes as a sum of copies of plus . Since , this gives .
Closure. and lie in . For ,
(c) is a vector space over itself (Example 1.2.6), hence over its subfield (Proposition 1.2.19). Let be a list whose entries are all the elements of . Every equals , a linear combination of over , so spans over , and is finite-dimensional over . By Corollary 1.6.24, has a basis over , and because (the empty list spans only ). By Proposition 1.6.16, the coordinate map is a bijection , so .
Since is not a power of a prime, no field has elements. On the other hand, Exercise 1.1.56 constructs a field with elements; there, and is a basis over .
Problem 1.17. Let be a set and let with . Show that is linearly independent if and only if there are points such that the only scalars with
are . That is, the independence of functions can always be certified by evaluating at well-chosen points.
Uses. Theorem 1.5.5 (Independence is decided at zero), Corollary 1.5.17 (Sublists), Proposition 1.5.15 (Short lists, zeros, and repeats), Definition 1.2.9 (Function spaces), Lemma 1.3.9 (Arithmetic of linear combinations)
Techniques. Induction on the length of a list (Technique 1.6.9), Uniqueness via two candidates (Technique 1.1.8)
() Suppose such points exist, and let
() We induct on . For brevity, call points good for if the system above has only the zero solution.
Base case. If is independent, then (Proposition 1.5.15(b)), so for some , and forces .
Inductive step. Let be independent. Its sublist is independent (Corollary 1.5.17), so by the inductive hypothesis there are good points for it. Consider the system of equations in unknowns
which we call . Two observations. First, a solution of with is zero, because then solves the system for at good points. Second, at most one solution has : if and are two such solutions, their difference solves (subtract the equations) and has last coordinate , so it is zero by the first observation.
Now suppose, for contradiction, that no point is good as a last point, that is, for every the points are not good for . Then for every there is a nonzero solving together with . By the first observation, its last coordinate is nonzero, and dividing by it gives a solution with last coordinate that still satisfies the equation at . By the second observation, this rescaled solution is the same vector for every . (Here , because .) So and
that is,
The uniqueness step is the subtraction pattern of Section 1.7.2: two normalized solutions differ by a solution of a problem that has only the zero solution.
Uses. Definition 1.2.17 (Evaluation), Proposition 1.2.18 (Degree and evaluation versus the operations), Example 1.4.9 (Polynomials), Proposition 7.1.22 (Counting roots), Proposition 1.1.17 (No zero divisors), Definition 1.2.9 (Function spaces), Proposition 1.4.14 (The span is the smallest subspace containing a list), a surjection between finite sets of the same size is injective
The answer: exactly the finite fields.
Infinite fields fail. Let be infinite, and let be at and elsewhere. Suppose is the polynomial function of . Then for every , so has infinitely many roots. By Proposition 7.1.22, , and then . So is not a polynomial function.
Finite fields work. Let have elements, and for let be the set of polynomial functions of polynomials in .
Step 1: is a subspace of . It contains the zero function (of ), and by Proposition 1.2.18(c), the sum of the functions of is the function of , and times the function of is the function of ; both polynomials lie in , which is a subspace (Example 1.4.9).
Step 2: multiplying by . Let be the function of
Step 3: the functions . Fix , and let
Step 4: every function. For , the functions and agree at every point , since only the term with is nonzero there. So
Step 5: uniqueness. The map sending a polynomial to its function is surjective by Step 4. A polynomial of degree at most is determined by its coefficients , so has elements, and has elements as well. A surjection between finite sets of the same size is injective, so different polynomials of degree less than have different functions.
For this recovers Aside (Polynomials versus polynomial functions): and have the same function, and only one of them has degree less than .
Uses. Proposition 1.5.15 (Short lists, zeros, and repeats), Theorem 1.5.5 (Independence is decided at zero), Proposition 1.2.30 (Additive arithmetic)
The answer is .
Translating the condition. Let be a list in . Its sublists of length are independent exactly when every entry is nonzero (Proposition 1.5.15(b)). Given that, a sublist of length is dependent exactly when : over the nontrivial relations are , , and , the last meaning . Given that the entries are nonzero and distinct, a sublist of length is dependent exactly when , since a nontrivial relation with one or two coefficients equal to would make an entry zero or two entries equal. So the condition holds exactly when the entries are nonzero and distinct, and the set of entries, which has elements, satisfies
(Indeed is the same as , and such a would differ from and , as .)
Upper bound. If there is nothing to prove. Otherwise fix , and let
Construction. Let be the set of vectors of with first coordinate , listed in any order. They are nonzero and distinct. The sum of two of them has first coordinate , so it is not in . By the translation, every sublist of length at most is independent.
So the largest is . For , the four vectors