5.1What a determinant should be
A square matrix gives a linear map . Over we can watch act on a region of the plane or of space: it stretches the region, shears it, and possibly turns it over. Two features of this action are recorded by a single number, the determinant . Its absolute value is the factor by which scales areas (or volumes), and its sign says whether reverses orientation. We will not start from a formula for . Instead, this section lists the properties that a signed area must have, takes them as axioms, and shows that for matrices they leave exactly one possibility, . The same axioms determine for matrices as well, but the proof needs permutations (Section 5.2) and is given in Section 5.3.
5.1.1Signed area
Let have columns and . By linearity,
onto the parallelogram
The same computation shows that sends each small grid square onto the parallelogram . So multiplies the area of every grid square by the same factor, the area of , and approximating a region by grid squares suggests that multiplies every area by this factor. (Making the approximation precise is a matter for analysis. We use the picture only as motivation; Section 9.2 returns to it.)
Figure 5.1.1 shows four examples. The map triples areas. The reflection preserves areas but draws the F backwards, and no rotation of the plane turns a backwards F into an F. The map squashes the square onto a segment, so it multiplies areas by . This matches the fact that is not invertible: its second column is twice its first, so its columns are linearly dependent.
To tell apart from the identity we use orientation. In , turning from to is a counterclockwise turn through an angle between and . Under this is still true of the turn from to , but under the turn from to is clockwise. We say that preserves orientation and reverses it. Accordingly, the signed area of is its area when the turn from to is counterclockwise, the negative of its area when the turn is clockwise, and when and lie on one line through the origin. The determinant of a real matrix should be the signed area of the parallelogram spanned by its columns. Its absolute value is then the area scaling factor of , and its sign tells whether preserves orientation.
Intuition (Signed area is linear in each column). Write for the signed area of . We do not yet have a formula for , but three of its properties can be read off from pictures.
- , since is the unit square.
- for every , since is a segment.
- is linear in each argument when the other argument is fixed.
The first two are clear. For the third, compute area as base times height. Fix as the base, and let be the line through and . The area of is the length of times the distance from to . Count that distance as positive when lies on the side of that turns toward when it turns counterclockwise, and negative on the other side. With this signed height , the signed area is the length of times . If points along the positive -axis, then , a linear function of . Rotating the whole picture changes neither areas nor orientations, so is linear whatever the direction of , and so is . Finally, reversing the order of and reverses the direction of the turn, so
Two special cases are worth seeing. Adding a multiple of to slides parallel to , which changes neither the base nor the height, so
The signs are what make linearity possible. Unsigned area is not linear in either argument: and both have area , but
5.1.2The determinant axioms
The three properties of make no reference to area or to , and they make sense for vectors in over any field. We take them as the definition. For a function on and a matrix with columns , we write for . This lets us treat as a function of vectors in , the columns of its argument.
Definition 5.1.1 (Determinant function). Let , and let .
- is normalized if , that is, .
- is alternating if whenever two columns of are equal, that is, whenever for some .
is multilinear if it is linear in each column when the other columns are held fixed. That is, for each and all fixed with , the map given by
is linear. Concretely,
for all and , where the dots stand for the same fixed columns in all three places.
A determinant function on is a function that is normalized, alternating, and multilinear. These three conditions are the determinant axioms.
So a determinant function is what the motivation asks for: the unit cube has volume , a parallelepiped with two equal edges is flat and has volume , and signed volume is linear in each edge. In Section 5.3 we prove that for every there is exactly one determinant function on (Theorem 5.3.4). It is called the determinant and written . Until then, denotes a function satisfying some of the axioms, and each result below says which ones it uses. Several results need only multilinearity and alternation, so they apply to functions such as as well.
Non-example 5.1.3 (One axiom at a time). Write
- (a) is normalized, and it is multilinear: for a fixed second column, is linear, and for a fixed first column, is linear. It is not alternating, since .
- (b) is alternating and multilinear but not normalized.
- (c)Over , the unsigned area
is normalized and alternating (if the columns are equal, then ). It is not multilinear: , while linearity in the first column would force .
So none of the three axioms follows from the other two.
Uses. Definition 5.1.1 (Determinant function), Proposition 2.1.4 (Linear maps preserve and negatives)
The columns of are . By linearity in the first column, then the second, and so on,
Taking gives
Remark 5.1.6. We state the axioms for columns because the columns of are the vectors , so they describe what does to the standard basis. The same axioms for rows would serve equally well, and Theorem 5.4.14 shows that they lead to the same function.
Multilinearity and alternation also make sense for a function of vectors in any vector space . A multilinear such is a -linear form on , and an alternating -linear form if it is also alternating. The proofs of Proposition 5.1.10 and Proposition 5.1.17 below use nothing about columns of matrices, so those results hold for alternating -linear forms with the same proofs. Section 13.4 develops this point of view and uses it to define the determinant of an operator without choosing a basis.
5.1.3Swapping columns
The axioms say nothing directly about what happens when two columns are interchanged. In the plane, interchanging and reverses the direction of the turn from one to the other, so we expect the sign of to flip. Proving this is our first use of the basic move for multilinear functions.
Technique 5.1.7 (Expand by multilinearity). If an argument of a multilinear function is a sum, split it: linearity in slot turns into . Doing this in several slots turns one value of into a sum over all ways of choosing one term in each slot, so terms in each of slots give terms. Usually the terms are standard basis vectors, or other vectors on which is known, and the expansion reduces to finitely many known values. When is also alternating, every term that uses the same vector in two slots vanishes, and typically most of the sum disappears.
Reach for it when you need a value of a multilinear function on general inputs and you know its values on special ones, much as a linear map is determined by its values on a basis (Technique 2.2.7). The canonical example is the determinant (Theorem 5.1.13). In Section 5.3 the same expansion, carried out in all columns, produces a formula for on .
Used in 28 places and 5 practice exercises
Lemma 5.1.8, Proposition 5.1.10, Theorem 5.1.13, Proposition 5.1.17, Exercise 5.1.20, Exercise 5.1.33, Exercise 5.1.37, Exercise 5.1.38, Exercise 5.1.40, Exercise 5.2.44, Lemma 5.3.2, Theorem 5.3.3, Exercise 5.3.26, Theorem 5.5.3, Theorem 5.5.14, Theorem 5.5.27, Exercise 5.5.48, Exercise 5.5.52, Exercise 5.6.8, Problem 5.3, Problem 5.6, Proposition 6.1.22, Proposition 6.1.29, Exercise 6.1.44, Exercise 6.1.57, Corollary 6.3.6, Exercise 6.3.56, Exercise 7.3.53; 5 practice exercises.
The simplest expansion has just two terms, one of which vanishes.
Uses. Definition 5.1.1 (Determinant function)
Techniques. Expand by multilinearity (Technique 5.1.7)
Let be the matrix obtained from by replacing column with . The matrices , , and agree outside column , where they have , , and . By linearity in column ,
Columns and of are both , and , so because is alternating. Hence . □
This is the algebraic form of the shear in Intuition (Signed area is linear in each column): sliding one edge of a parallelogram parallel to another edge does not change its signed area. Section 5.4 combines this lemma with the other column operations to compute determinants by elimination.
For instance,
Every result in this subsection fixes all columns except two, so we set up a shorthand. Fix and the columns for , and for let be the value of at the matrix with in column , in column , and in every other column . If is multilinear, then is linear in each of and when the other is fixed; if is alternating, then ; and is antisymmetric exactly when
Proof (by expanding).
Uses. Definition 5.1.1 (Determinant function), Definition 5.1.9 (Antisymmetric)
Techniques. Expand by multilinearity (Technique 5.1.7)
Fix and the other columns, and let be as above. Let . Since is alternating, . Expanding by linearity in the first slot and then in the second,
where the last step uses
The second proof avoids the four-term expansion. It performs the swap with moves whose effect on we already know: three column replacements, which do not change (Lemma 5.1.8), and one sign change. In the plane, the three replacements are shears, and together they rotate the pair to .
Proof (by column replacements).
Uses. Lemma 5.1.8 (Column replacement), Definition 5.1.1 (Determinant function), Definition 5.1.9 (Antisymmetric)
Fix and the other columns, let be as above, and let . Each of the first three steps below adds a multiple of one slot to the other, so it does not change by Lemma 5.1.8:
So
The first proof is the more economical one. The second shows that a swap is built from shears and a single reflection, which is how Section 5.4 analyzes column operations.
Antisymmetry looks like a reasonable alternative axiom: it is exactly the orientation reversal we observed in the plane. For multilinear functions the two conditions are equivalent over most fields, by Proposition 5.1.11 below. But the converse fails over fields in which (as soon as ), and that failure is why we did not choose antisymmetry.
Uses. Definition 5.1.9 (Antisymmetric), Proposition 1.1.17 (No zero divisors), Proposition 5.1.10 (Alternating implies antisymmetric)
Let with for some . Interchanging columns and of gives again, so antisymmetry gives . Adding to both sides, , that is, by distributivity. Since and a field has no zero divisors (Proposition 1.1.17), . So is alternating.
For the last sentence: a multilinear alternating function is antisymmetric by Proposition 5.1.10, and an antisymmetric function is alternating by what we just proved. □
Note that this direction does not use multilinearity at all. The condition says that (Definition 1.1.28). It holds over , , , and for odd , and fails over , where and antisymmetry says only that interchanging two columns changes nothing.
Example 5.1.12 (Antisymmetric but not alternating, over ). On , define
For a fixed second column , the map
So over the axioms “normalized, antisymmetric, multilinear” are satisfied by at least two different functions: this , and
5.1.4The determinant
We now show that the axioms determine completely on .
Theorem 5.1.13 (The determinant).
(a)Let be multilinear and alternating. Then for all ,
- (b)The function
is a determinant function on .
Consequently, there is exactly one determinant function on , namely
Proof, part 1 of 2: the axioms force .
Uses. Definition 5.1.1 (Determinant function), Proposition 5.1.10 (Alternating implies antisymmetric), Definition 1.6.8 (Standard bases)
Techniques. Expand by multilinearity (Technique 5.1.7)
(a) Let . Its columns are and . By linearity in the first column,
and by linearity in the second column,
Since is alternating,
as desired.
Part (a) shows that there is at most one determinant function on : if , then . It remains to check that this candidate satisfies the axioms. For this is a direct computation. For general the analogous check is the existence half of Theorem 5.3.4, and it is where permutations enter.
Proof, part 2 of 2: satisfies the axioms.
Uses. Definition 5.1.1 (Determinant function), Definition 2.1.1 (Linear map)
(b) Let
Normalized. .
Alternating. If the two columns are equal, then and , so .
Multilinear. Fix the second column . For first columns and and ,
so is linear in the first column. Similarly, for a fixed first column ,
so is linear in the second column. Hence is a determinant function.
Finally, if is any determinant function on , then and (a) gives . So is the only one. □
For the matrices of Figure 5.1.1,
Example 5.1.15 ( is signed area). Let be nonzero, and write them in polar form,
The parallelogram has base and height , so is its area. Also exactly when lies strictly between and modulo , that is, when is reached from by a counterclockwise turn of less than a half-turn. So is the signed area of Intuition (Signed area is linear in each column). (If or is , both are .) Together with part (b) of Theorem 5.1.13, this proves the three properties of signed area that we read off from pictures. The general statement that is the factor by which scales volume needs a theory of volume; see Section 9.2.
Uses. Definition 5.1.14 (The determinant), Definition 1.1.19 (Integers modulo ), Lemma 1.1.21 (Arithmetic in )
Intuition (What the proof did, and where it leads). The expansion in Theorem 5.1.13 produced one term for each way of choosing or in each column. The two terms that chose the same vector twice died, and the two survivors correspond to the two orders of : the identity order, with value , and the swapped order, with value .
For an matrix, write column as and expand all columns. This gives terms, each a product of entries times some . Alternation kills every term with a repeated index, leaving one term for each ordering of . Each surviving value can be computed by interchanging columns until the order is , picking up a factor per interchange. For example, two interchanges sort :
Two questions remain. First, could one ordering be sorted both by an even and by an odd number of interchanges? If so, the axioms would force
5.1.5Dependent columns
In Figure 5.1.1, the dependent columns of span a flat parallelogram, and its signed area is . The same holds in every dimension: if the columns of are linearly dependent, then one column is a combination of the others, and expanding that column (Technique 5.1.7) produces only terms with a repeated column.
Proof (by expanding).
Uses. Definition 1.5.1 (Linear independence), Definition 5.1.1 (Determinant function), Exercise 5.1.5
Techniques. Expand by multilinearity (Technique 5.1.7)
Since the columns are linearly dependent, there are scalars , not all , with
If , the sum is empty, so and by Exercise 5.1.5. Otherwise, for let be the matrix obtained from by replacing column with . By linearity in column ,
For each , columns and of are both , so because is alternating. Hence . □
The second proof replaces the expansion by an invariance argument: change , without changing , until is obviously .
Proof (by column replacement).
Uses. Definition 1.5.1 (Linear independence), Lemma 5.1.8 (Column replacement), Exercise 5.1.5
The first proof is self-contained. The second generalizes better in practice: computing by column operations that either preserve or change it in a known way, until the matrix is simple, is how determinants are evaluated in Section 5.4.
Uses. Proposition 5.1.17 (Dependent columns), Corollary 3.5.25 (The invertible matrix theorem), Theorem 3.5.12 (First Fundamental Theorem, completed)
The converse is false for , which is multilinear and alternating but vanishes on every matrix. So any proof that for invertible must use normalization. For it follows from the formula (Exercise 5.1.25), and for general it is Theorem 5.4.7.
Exercises
Exercise 5.1.19. For each function below, where , decide which of the three determinant axioms it satisfies. Then decide which of your answers change if is replaced by .
- (a).
- (b).
- (c).
- (d)
.
Uses. Definition 5.1.1 (Determinant function), Theorem 5.1.13 (The determinant), Proposition 2.1.4 (Linear maps preserve and negatives)
(a) and , so is neither normalized nor alternating. For the fixed second column , the map sends to , so it is not linear (Proposition 2.1.4), and is not multilinear.
(b) For a fixed second column , is linear, and for a fixed first column , is linear, so is multilinear. But and , so is neither normalized nor alternating.
(c) . By Theorem 5.1.13, is multilinear and alternating, and negating both sides of each defining identity shows that is too. But .
(d)
Over . In (a), , and the other two failures are unchanged. In (b) nothing changes. In (d), the map
Exercise 5.1.20. Suppose is a determinant function on . Using only the axioms and the results of this section, find for
Uses. Definition 5.1.1 (Determinant function), Proposition 5.1.10 (Alternating implies antisymmetric), Lemma 5.1.8 (Column replacement)
Techniques. Expand by multilinearity (Technique 5.1.7)
(a) The columns are , , and . By linearity in each column and then Proposition 5.1.10 (interchanging columns and ),
(b) The columns are . Interchanging columns and , then columns and ,
(c) The columns are , , and . By Lemma 5.1.8, subtracting times column from column , then times column from column , does not change , and leaves the columns , , . Subtracting times the new column from column leaves . So .
Exercise 5.1.21. Find the error in the following argument.
Claim. If is a determinant function on , then
Proof. Column of is . Since is linear in each column,
Uses. Definition 5.1.1 (Determinant function), Exercise 5.1.5, Remark 5.1.4
The middle equality is wrong. Linearity in column applies when the other columns are held fixed, so it splits one column at a time. For , splitting column and then column gives four terms:
and in general there are terms. The argument silently drops all of them except and . The claim is false for every . For , take and : then , so , while because each has a zero column (Exercise 5.1.5). (For the claim is true, since by Example 5.1.2.)
Exercise 5.1.22. Find the error in the following argument.
Claim. If is multilinear and alternating and , then the columns of are linearly dependent.
Proof. By Proposition 5.1.17, a matrix with dependent columns has . Here , so the columns of are dependent.
Uses. Proposition 5.1.17 (Dependent columns), Theorem 5.1.13 (The determinant)
Proposition 5.1.17 says “dependent columns ”. The argument uses the converse, “ dependent columns”, which does not follow. In fact the claim is false: is multilinear and alternating, and although the columns of are independent.
For a determinant function, the conclusion is true, but the proof must use normalization: for see Exercise 5.1.25, and for general see Theorem 5.4.7.
Exercise 5.1.23. Let be real numbers with . Figure 5.1.2 shows the parallelogram spanned by and inside the rectangle
- (a)By computing the areas of the other pieces, show that has area .
- (b)Explain why the hypothesis means that the turn from to is counterclockwise, so that the answer agrees with the signed area .
Uses. Definition 5.1.14 (The determinant), Example 5.1.15 ( is signed area)
(a) Because , the vector has smaller slope than (see (b)), so sits in the rectangle as in Figure 5.1.2, and together with the six pieces below tiles the rectangle without overlaps. (If , the pieces would overlap and the computation below would not apply.) The rectangle has area . Outside it contains two right triangles with legs and (below the edge from to and above the opposite edge), two right triangles with legs and (left of the edge from to and right of the opposite edge), and two rectangles with sides and (in the lower right and upper left corners). So
(b) Since , dividing by gives . Both vectors lie in the open first quadrant, and has the larger slope, so its polar angle is larger: turning from to is a counterclockwise turn through an angle in . So the signed area of Example 5.1.15 is
Exercise 5.1.24. The permanent of is .
- (a)Show that is normalized and multilinear, and that interchanging the two columns of does not change .
- (b)For which fields is a determinant function on ?
Uses. Definition 5.1.1 (Determinant function), Definition 1.1.28 (Characteristic)
(a)
(b) By (a), is a determinant function if and only if it is alternating. A matrix with equal columns is , with permanent
Exercise 5.1.25. Let
- (a)Show that if and only if the columns of are linearly dependent.
(b)Deduce that is invertible if and only if , and that in this case
Uses. Proposition 5.1.17 (Dependent columns), Definition 1.5.1 (Linear independence), Corollary 3.5.25 (The invertible matrix theorem), Theorem 3.5.12 (First Fundamental Theorem, completed), Definition 2.4.1 (Matrix product), Definition 2.5.12 (Invertible)
Write and .
(a) If the columns are dependent, then by Proposition 5.1.17, since is multilinear and alternating (Theorem 5.1.13). Conversely, suppose . We compute
If , the first relation has coefficients not both zero, so the columns are dependent. If but , the second relation has coefficients not both zero. If , then , and is a dependence. In every case the columns are dependent.
(b) By Corollary 3.5.25 and Theorem 3.5.12 (as in the proof of Corollary 5.1.18), a square matrix is invertible if and only if its columns are linearly independent. By (a), this happens if and only if . Now let . Multiplying out,
If , it follows that is a two-sided inverse of .
- (a)Compute over .
- (b)Find all for which the columns of are linearly dependent, and for each such write down a dependence relation.
Uses. Definition 5.1.14 (The determinant), Exercise 5.1.25, Exercise 1.1.44
(a)
(b) The determinant is . By Exercise 5.1.25, the columns are dependent exactly when , that is (Exercise 1.1.44), when or . For both columns are , so . For the columns are and , so .
Solution (via uniqueness).
Uses. Theorem 5.1.13 (The determinant), Definition 2.4.1 (Matrix product), Definition 2.3.15 (The linear map of a matrix), Proposition 2.1.17 (Compositions of linear maps are linear)
Fix , and define by . The columns of are and (Definition 2.4.1), so
Multilinear. For fixed , the map
Alternating. If , then , so .
By part (a) of Theorem 5.1.13,
Solution (by direct computation).
Uses. Definition 5.1.14 (The determinant), Definition 2.4.1 (Matrix product)
With and , we have
The first approach is the one that generalizes: Theorem 5.4.10 proves
Exercise 5.1.28. For , let
and explain what each equality says about the parallelogram spanned by the columns of .
Uses. Exercise 5.1.27, Lemma 5.1.8 (Column replacement), Example 5.1.15 ( is signed area)
By Exercise 5.1.27,
The columns of are and , so is rotated by , and the first equality says that rotation preserves signed area (area and orientation). The second says that sliding the edge parallel to the edge preserves signed area. These are the two facts used informally in Intuition (Signed area is linear in each column); with Example 5.1.15 they are now theorems.
Uses. Theorem 5.1.13 (The determinant), Definition 5.1.14 (The determinant)
By part (a) of Theorem 5.1.13, every multilinear alternating equals with . Conversely, for every the function is multilinear and alternating, since multiplying the identities defining these properties by preserves them. So the functions in question are the with . Since , the condition is .
(a) Over , , so is the only one.
(b) Over , and , so the condition holds for both and : the answers are and .
(c) Over , and , so , and is the only one.
Uses. Definition 5.1.1 (Determinant function), Theorem 5.1.13 (The determinant), Exercise 1.1.18
Let . Then , and if the columns of are equal, then and . So is a determinant function if and only if it is multilinear.
Suppose is multilinear. For every , linearity in the first column gives
Conversely, in we have and , so for every , and is a determinant function by Theorem 5.1.13. So the answer is: exactly when .
Exercise 5.1.31. Prove or disprove each statement.
- (a)If is multilinear and alternating and for some invertible , then .
- (b)If is alternating and
for all and all , then is a scalar multiple of . - (c)If is multilinear and alternating, then
for all .
Uses. Theorem 5.1.13 (The determinant), Exercise 5.1.25, Proposition 5.1.10 (Alternating implies antisymmetric), Non-example 5.1.3 (One axiom at a time)
(a) True. By part (a) of Theorem 5.1.13, . Since is invertible, by Exercise 5.1.25, so
(b) False. Let . It is alternating (Non-example 5.1.3), and
(c) True. Interchanging columns and and then columns and , Proposition 5.1.10 gives
Exercise 5.1.32. For , define the cross product
and define by
Show that is a determinant function on . (Over this is the scalar triple product. So determinant functions exist for ; Section 5.3 treats all .)
Uses. Definition 5.1.1 (Determinant function), Theorem 5.1.13 (The determinant)
Multilinear. The coordinate
Alternating. If , every coordinate of has the form
and the six terms cancel in pairs: with , with , and with . If ,
and again , , and each appear once with each sign.
Normalized.
Exercise 5.1.33. Let , and let be multilinear and alternating.
- (a)Show that by expanding each column in the standard basis.
- (b)Regard as a matrix over . Find a nontrivial linear dependence among its columns, and explain why this is consistent with (a).
- (c)Regard as a matrix over . Show that is invertible. (A determinant function on exists by Exercise 5.1.32.)
Uses. Proposition 5.1.10 (Alternating implies antisymmetric), Proposition 5.1.17 (Dependent columns), Corollary 5.1.18 (Non-invertible matrices), Exercise 5.1.32
Techniques. Expand by multilinearity (Technique 5.1.7)
(a) The columns are , , and . Expanding each column by multilinearity writes as a sum of eight terms, one for each choice of a basis vector from each column. A term in which some is chosen twice is because is alternating. If is chosen from , then must contribute , so must contribute . If is chosen from , then must contribute , so must contribute . So only two terms survive:
By two interchanges (Proposition 5.1.10),
(b) Over , solve : the first row gives , the second gives
So the columns are dependent over , and Proposition 5.1.17 gives . This agrees with (a), because in .
(c) Let be a determinant function on . By (a), , so is invertible by Corollary 5.1.18.
Exercise 5.1.34. Let be the set of multilinear alternating functions .
- (a)Show that is a subspace of the vector space of all functions .
- (b)Show that , and that .
Uses. Lemma 2.1.22 (Functions into a vector space), Definition 1.4.1 (Subspace), Theorem 1.4.3 (Subspace criterion), Proposition 2.1.23 ( is a vector space), Theorem 5.1.13 (The determinant), Definition 4.1.5 (Dimension)
(a) The zero function is multilinear and alternating. Let and , and let . Fix a column index and the other columns. The map is
(b) By part (b) of Theorem 5.1.13, , so by (a). By part (a) of Theorem 5.1.13, every equals
The expansion in Intuition (What the proof did, and where it leads) suggests that for every ; this follows from Section 5.3.
Uses. Proposition 5.1.10 (Alternating implies antisymmetric), Definition 5.1.1 (Determinant function)
Step 1. Fix and the columns other than and , and let be the value of with in column and in column . By hypothesis for every . The first proof of Proposition 5.1.10 used nothing else besides multilinearity, so it gives
Step 2. Let have with . If , then by hypothesis. Otherwise, interchange columns and , then columns and , and so on, ending with columns and . These adjacent interchanges move the vector from position to position , and never touch column . The resulting matrix has in column and in column , so . By Step 1,
Uses. Proposition 5.1.17 (Dependent columns), Theorem 4.1.10 (Independent lists are short), Remark 5.1.6
Let . Since , the list is linearly dependent (Theorem 4.1.10). As in the first proof of Proposition 5.1.17, some equals , and linearity in slot gives
where in the -th term occupies both slot and slot . Each term is because is alternating. So for all inputs, that is, .
For and , would measure a signed volume of the parallelepiped spanned by three vectors in the plane. Such a parallelepiped is flat, so its volume is , and the result says that no alternating multilinear function can do better.
Exercise 5.1.37. For and , let
- (a)Show that , , and are multilinear and alternating functions of two vectors in .
- (b)Show that they are linearly independent, as elements of the vector space of functions .
- (c)Show that every multilinear alternating satisfies
.
So for two vectors in there is a three-dimensional space of “signed areas”, not a single one up to scaling. This is one reason determinants are only defined for square matrices.
Uses. Theorem 5.1.13 (The determinant), Proposition 5.1.10 (Alternating implies antisymmetric), Remark 5.1.6, Definition 1.5.1 (Linear independence)
Techniques. Expand by multilinearity (Technique 5.1.7)
(a)
(b) For ,
(c) Expanding and ,
The terms with vanish since is alternating. For ,
as desired. With (a) and (b), the form a basis of the space of multilinear alternating functions of two vectors in , which therefore has dimension , compared with dimension for two vectors in (Exercise 5.1.34).
- (a)Show that
for all and . - (b)Let , the rotation by . Find all for which is not invertible over , and all for which it is not invertible over .
Uses. Theorem 5.1.13 (The determinant), Definition 2.4.26 (Trace), Exercise 5.1.25, Exercise 1.1.44
Techniques. Expand by multilinearity (Technique 5.1.7)
(a) Let . The columns of are and . Expanding by multilinearity,
Here
(b) Here and
So has a nonzero solution for over but for no real : the rotation by moves every nonzero real vector off its own line. This is the first appearance of eigenvalues, which Section 7.3 finds through exactly this kind of determinant.
Exercise 5.1.39. Let be a prime.
- (a)Count the matrices with .
- (b)For , show that exactly half of them have .
- (c)How many have ?
Uses. Exercise 5.1.25, Definition 1.5.1 (Linear independence), Proposition 5.1.10 (Alternating implies antisymmetric), Proposition 1.2.35 (Zero products)
(a) By Exercise 5.1.25, exactly when the columns are linearly independent, which happens exactly when and is not a multiple of . (If , then ; if , then . Conversely, if with , then , and if then with , so .) There are nonzero vectors in . For , the multiples with are pairwise distinct, because gives and hence (Proposition 1.2.35). So there are choices for , and matrices in all.
(b) For the count is . The nonzero elements of are and . Interchanging the two columns is a bijection from to itself (it is its own inverse), and it negates the determinant (Proposition 5.1.10). So it maps the matrices with bijectively onto those with . These two sets have the same size and together contain all matrices, so each has elements.
(c) For the count is , and the only nonzero element of is , so all six have .
Exercise 5.1.40. Let , and let be multilinear and alternating. Write .
(a)Show that when ,
(b)Show that in general
- (c)For even , explain the answer to (b) directly by finding a linear dependence among the columns .
Uses. Proposition 5.1.10 (Alternating implies antisymmetric), Proposition 5.1.17 (Dependent columns)
Techniques. Expand by multilinearity (Technique 5.1.7)
We prove (b); (a) is the case , where . Indices are read modulo , so column is .
(b) Expanding each column into its two terms writes the left side as a sum of terms, one for each
Suppose is not constant. Choose with , and walk forward cyclically from . Since some entry of is , there is a first index after (cyclically) with , and then . So column of holds , and column also holds . These are different columns because , so since is alternating. Only the two constant choices remain:
In the second term, interchange columns and , then columns and , and so on, ending with columns and . These interchanges move from the last position to the first and keep the others in order, and each negates (Proposition 5.1.10). So the second term is , which proves (b).
(c) Let be even and . Then the sum telescopes:
The coefficients are , so the columns are dependent, and the left side of (b) is by Proposition 5.1.17, matching .
Exercise 5.1.41. Let satisfy the following two conditions.
- (i)Scaling a column scales :
for every column position, every , and all fixed other columns. - (ii)Column replacement preserves : if is obtained from by adding a multiple of one column to a different column, then .
Show that is multilinear and alternating. Since conversely every multilinear alternating function satisfies (i) and (ii) (by Lemma 5.1.8), multilinearity and alternation may be replaced by (i) and (ii) in the definition of a determinant function. These are the two properties of volume that are visible in the shear picture.
Uses. Theorem 4.1.16 (Extending to a basis), Definition 4.1.5 (Dimension), Proposition 1.6.19 (Coordinates respect linear combinations), Definition 1.5.1 (Linear independence)
A zero column. If column of is , then by (i) with ,
Alternating. Suppose with . Adding times column to column does not change , by (ii), and produces a matrix whose column is . So .
Multilinear. Fix and the columns for , and let be the value of with in column . We show that is linear.
Suppose first that the list is linearly dependent (so ). Then some with is a linear combination of the others, the sum running over . For any , adding times column to column for each such does not change , by (ii), and turns column into . So for every , and is linear.
Suppose instead that is linearly independent. It has vectors, so by Theorem 4.1.16 it extends to a basis of , and since every basis of has vectors (Definition 4.1.5), exactly one vector is added. Let be the coefficient of when is written in this basis, so
So is the linear function times the constant , hence linear. In both cases is linear in column , and was arbitrary.
Uses. Theorem 3.5.19 (Invertible matrices are products of elementary matrices), Definition 3.2.2 (Elementary matrices), Exercise 5.1.27, Exercise 5.1.25
Write
Step 0.
Step 1: shears. For , a direct multiplication gives
Step 2: scalings and the swap.
so
Step 3: invertible matrices. The elementary matrices in are , the scalings and with , and the shears and . By Steps 1 and 2, for each of them (,
Step 4: non-invertible matrices. Let be non-invertible, so and its columns are dependent (Exercise 5.1.25). Note , and
In both cases . Hence .
More practice
The practice bank has 30 exercises on this section’s topics.